Asset Management Services
CPAlliance Asset Management comprises a turn-key co-operative for independent advisory firms located nationwide, dedicated to preserving and supporting the advisor's direct personal relationship with their clients
We serve independent advisory firms with:
- Discretionary, fee-only asset management of your clients' portfolios - based upon your Asset Allocation, Investment Policy Statement, and your direction in separately managed accounts
- CPAlliance membership entitles you to use of all the tools you need to offer comprehensive financial services to enrich your client relationships
- Professional asset management provided by an experienced team of CPA's and Personal Financial Specialists (as designated by the American Institute of Certified Public Accountants) who understand your business model
- CPAlliance members receive institutional investor status with exclusive representation in the various stock exchanges
- We are founded upon our independence from any national brokerage relationship. Therefore you gain access to the entire universe of publicly traded stocks, mutual funds, ETF's, U.S. Treasuries, corporate debt instruments, CD's as well as our dedicated bond desk. You are not limited to any proprietary products in serving your clients. We are fee-only, and do not share in any commissions, transaction costs or 12b-1 fees.
- Competitive Fee Sharing between CPAlliance and your advisory firm
- Complete back room support includes account reconciliation, reporting, rebalancing, and client billing utilizing Advent software. Advent's Moxy trading platform allows us to accommodate your clients' specific account restrictions in managing their portfolio. We also provide year-end tax loss harvesting of your clients' accounts under your direction.
- Unparalleled Member Toolbox: We provide continuing education, special topic training in our local office or via live webinars, account administrative training for your office personnel, personal assistance with your complex accounts or complex tax-related client issues, assistance setting up your firm's compliance procedures and protocol, marketing materials to customize to your firm, daily access to your clients' accounts via daily download from the custodian's platform and weekly emails or secure website postings of your clients' appraisals and performance reports created in Advent to PDF format. You also receive periodic email Flashes directly from the Asset Management Team advising you of timely investment issues for your information.
- Members-Only secure website portal for retrieving your clients' reports produced in Advent's Axys program - plus articles, spreadsheets, marketing tools, members' forum, indexed research resources and practice management aids. This exclusive portal is continuously updated with new content aimed at helping you build your best practice.
- CPAlliance also provides Trust Services, Insurance Services, and a 401(k) Pilot program to enable you to serve your clients participating in self-directed 401(k) or 403(b) plans at their employer's custodians.