CPAlliance Seamless Transitions - our exit strategy solution for Broker-Dealer representatives, RIA's, and CFP's contemplating independence.
Gain Independence with Team Support
Voluminous client account transfers, compliance issues, and unforeseen breaks in client communications are critical challenges you face in your quest for independence.
CPAlliance Seamless Transitions is committed to making your transition smooth.
- One Transition Team manager assigned to you exclusively
- Assistance with all your client contact and account transfers - including press releases and paperwork
- Expert compliance guidance from CPAlliance compliance officer and partner
- Your choice: Utilize our professional asset management team for active or passive management of all investment vehicles - OR utilize the CPAlliance Back Office Solutions to complement your direct management of your client accounts
- Full trust services available through National Advisors Trust Company, FSB
- Broad range of insurance products available through CPAlliance Insurance Services
- Daily downloads from custodial platform
- Reconciliation, Reporting, & Client Invoicing provided with account deductions and direct deposit of your fees
- Ongoing marketing and educational opportunities
- Exclusive web portal for our members (tools, marketing, membership forum & resources to help you build your best practice)